Important Information
Important Notes from This Website
1As of June 30, 2011.
2Our Charter Select programs are offered through Deutsche Bank Securities, Inc. (“DBSI”), a subsidiary of Deutsche Bank AG (“DBAG”). DBSI is a Registered Investment Advisor which conducts investment banking and securities activities in the United States. DBSI is a member of FINRA, NYSE and SIPC.
3Capital markets and brokerage services are offered through DBSI.
4Prospective investors must qualify as “Accredited Investors” as defined in Regulation D under the Securities Act of 1933 or “Qualified Purchasers” defined in Section 2(a)(51) of the Investment Company Act of 1940.
5As rated on May 4, 2011 by Euromoney Institutional Investor PLC for the seventh consecutive year.
6Lending, banking, trust and estate services, wealth transfer planning, family office services, custody and philanthropic advisory are offered through Deutsche Bank Trust Company Americas (“DBTCA”), member FDIC. DBTCA is a New York State chartered bank and a member of the Federal Reserve. DBTCA is affiliated with Deutsche Bank AG, its parent and a leading international financial services provider. For detailed FDIC insurance coverage information, please see the FDIC’s Guide to Deposit Insurance coverage on the FDIC website at: www.fdic.gov.
7VIPdesk Concierge Services (“the Service”) are provided by an unaffiliated entity, and Deutsche Bank shall have no control over or responsibility for the services provided by the Service or its agents, including the use or further disclosure of any information you provide to or through the Service. Deutsche Bank provides no information about you to the Service, except that the number you call to reach the Service is a number used by Deutsche Bank clients.
8This does not constitute a commitment by Deutsche Bank AG or any of its subsidiaries or affiliates (collectively referred to as “Deutsche Bank”) to make any loan. Loan transactions are subject to (i) Deutsche Bank’s due diligence procedures, including but not limited to “know your customer” policies, (ii) satisfaction with the proposed borrower’s financial position, legal structure, ownership and management, (iii) review and approval by the appropriate credit departments, (iv) internal lending and collateral limits, (v) compliance with applicable laws and regulations in effect from time to time and (vi) the execution and delivery of approved documentation for the transaction in form and substance acceptable to Deutsche Bank and its counsel. Deutsche Bank’s lending programs are subject to periodic review and change without prior notice. Where applicable, additional loan-related and closing costs may include, but are not limited to, a loan origination fee, points, appraisal fee, credit report expenses, escrow account, title insurance and attorney’s fees.
Additional Disclosures
“Deutsche Bank” means Deutsche Bank AG (“DBAG”) and its affiliated companies. Private Wealth Management (“PWM”) refers to Deutsche Bank’s wealth management activities for high-net-worth clients around the world offered through DBSI and Deutsche Bank’s private banking entities. Deutsche Bank Alex. Brown is the private client services division of DBSI, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. ©2011 Deutsche Bank AG. All rights reserved.
Please be advised that none of the Deutsche Bank affiliates or subsidiaries guarantees or is liable for the products or services offered by any other affiliate or subsidiary, unless specifically provided for in a writing signed by the affiliates or subsidiaries. Opinions expressed herein may differ from the opinions expressed by other departments, divisions or affiliates of Deutsche Bank.
The information provided herein is neither financial advice nor a recommendation, offer or solicitation to engage in a financial transaction or purchase of a particular product or service and Deutsche Bank makes no representation concerning its accuracy, completeness or fairness. We assume no responsibility to advise the recipients of this document with regard to changes in our views.
All opinions and estimates herein, reflect our judgment on the date of this report and are subject to change without notice. The past performance of a product or service does not guarantee or predict future performance. The products and services described in this document are not appropriate for everyone, so an interested party must make his or her own independent legal, tax, accounting and financial evaluation of their merits and risks. Unless specifically noted, the products described herein are not deposits, are not insured by the FDIC or any other U.S. governmental agency, are not obligations of or guaranteed by Deutsche Bank, and are subject to investment risks, including possible loss of the principal amount invested.
Before trading in a margin account, investors should be aware of the attendant risks, which include but are not limited to the fact that margin trading increases your level of market risk; loss is not limited to the collateral value in your margin account; and a sale of any securities in your account may be initiated without contacting you to meet a margin call.
There are risks involved in pledging assets as collateral, particularly volatile assets such as stocks and bonds. These risks include the decline in the value of the pledged asset such that Deutsche Bank will require additional collateral or sell the pledged collateral to pay the loan, with the borrower liable for any remaining shortfall. Demands for additional collateral or repayment of the loan must be satisfied in accordance with the terms of the governing loan documents.
For information on the individual mortgage loan originators of Deutsche Bank Trust Company Americas and DB Private Wealth Mortgage, Ltd. that are registered on the federal Nationwide Mortgage Licensing Registry, please contact the Residential Lending Group at 800-669-3757. Deutsche Bank Trust Company Americas NMLS #405572. DB Private Wealth Mortgage Ltd. NMLS #2230.
Click here for Residential Mortgage Licensing Information
Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal, tax or accounting advice. This communication was prepared solely in connection with the promotion or marketing, to the extent permitted by applicable law, of the transactions or matter addressed herein, and was not intended or written to be used, or cannot be used or relied upon, by any taxpayer for purposes of avoiding any U.S. federal tax penalties. The recipient of this communication should seek advice from an independent tax advisor regarding any tax matters addressed herein based on particular circumstances.